SEBI DISCLOURE contains all the regulatory disclosures required to be displayed on the website. To learn more about this, you can view the SEBI Circular here
Regulatory Complaints Disclosure
SEBI mandates all RIAs to display the complaints status on the website as shown below. Investors can first contact the intermediary in case of complaints, in our case through this link
Data as of last month ending : February 28 , 2022
Complaint Data
Data for the month ending – February 2023.
|
Sr. No. |
Received from |
Pending at the end of last month |
Received |
Resolved |
Total Pending |
Pending complaints > 3months |
Average Resolution time (in days) |
|
1 |
Directly from |
0 |
0 |
0 |
0 |
0 |
0 |
|
2 |
SEBI (SCORES) |
0 |
0 |
0 |
0 |
0 |
0 |
|
3 |
Other Sources (If |
0 |
0 |
0 |
0 |
0 |
0 |
|
|
Grand Total |
0 |
0 |
0 |
0 |
0 |
0 |
Trend of monthly disposal of complaints
|
Sr. No. |
Month |
Carried previous month |
Received |
Resolved |
Pending |
|
1 |
April 2022 |
0 |
0 |
0 |
0 |
|
2 |
May 2022 |
0 | 0 | 0 | 0 |
|
3 |
June 2022 |
0 | 0 | 0 | 0 |
|
4 |
July 2022 |
0 |
0 | 0 | 0 |
|
5 |
August 2022 |
0 | 0 | 0 | 0 |
|
6 |
September 2022 |
0 | 0 | 0 | 0 |
|
7 |
October 2022 |
0 | 0 | 0 | 0 |
|
8 |
November 2022 |
0 | 1 | 1 | 0 |
|
9 |
December 2022 |
0 | 2 | 2 | 0 |
|
10 |
January 2023 |
0 | 0 | 0 | 0 |
|
11 |
February 2023 |
0 | 0 | 0 | 0 |
|
12 |
March 2023 |
Trend of Yearly Disposals of Complaints
| Sr No. | Year | Carried forward from Last Year | Received | Resolved* | Pending# |
|---|---|---|---|---|---|
|
1 |
2018-19 |
0 |
1 |
1 |
0 |
|
2 |
2019-20 |
0 |
0 |
0 |
0 |
|
3 |
2020-21 |
0 |
1 |
1 |
0 |
|
4 |
2021-22 |
0 |
3 |
3 |
0 |
|
Total |
0 |
5 |
5 |
0 |
SEBI Scores Website- The SEBI ‘SCORES’ website that facilitates investors in logging any complaints against listed companies or intermediaries can be accessed here
SEBI Scores App- The SEBI Scores android app can be downloaded from here.
Investor Charter- This investor charter is brief document containing the details for service provided to investors, their rights, do’s and don’ts, responsibilities, investor grievance handling mechanism and timelines thereof etc., at one place. The Investor charter can be downloaded here. Pages 3 to 6 of Annexure A of this circular is the SEBI Investor charter, please click to enlarge.
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under :
Sr. No. | Financial Year | Compliance Audit Status | Remarks, If any |
1 | FY 2020-21 | Conducted | – |
2 | FY 2021-22 | Conducted | – |
SEBI REGISTERED INVESTMENT ADVISOR
- Owner- Abhishek
- Type of Registration-Individual
- Registration number- INA100008452
- Validity of registration- Perpetual
- Address- Plot No. 244P, Sec 9A, Urban State, Gurgaon- 122001, Haryana, India
- Corresponding SEBI Regional Office Address- NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi – 110023
Telegram / Whatsapp:- +919953236776
Emai:- contact@multiplierwealth.com